GDO-Data Governance

The Internal Control function is responsible for defining a sustainable governance framework to ensure controls are ‘fit for purpose’, operating as designed and are adaptable. The team thus looks to facilitate in identification of the firm’s risks and ensuring adequate controls are in place within CDO

As a Risk and Control Associate at Nomura, you will play a critical role in supporting CDO in identifying, assessing, and mitigating risks across. You will work closely with the management team to develop and implement and enforce robust risk management framework and drive various control initiatives.

Job Responsibilities

1. Identify and assess risks across CDO, including but not limited to:
2. Evaluating the likelihood and impact of potential risks on the organization
3. Developing and implementing risk management strategies to mitigate identified risks
4. Create risk reports and forecasts to provide senior management with actionable insights into the CDO’s risk profile
5. Work with the ORM team to manage the Risks and Control Self-Assessment (RCSA) process and ensure that all risks are properly identified and assessed
6. Analyze incidents and events to identify root causes and propose strategic actions to mitigate future risks
7. Coordinate with internal and external auditors on audit-related initiatives, including providing input on control frameworks and risk management practices
8. Agree on and execute controls monitoring and testing.
9. Participate in initiatives to enhance the control and governance framework, including developing new risk policies and procedures
10. Ensure consistent understanding of relevant standards and guidelines, and provide updates to relevant forums and stakeholders as necessary
11. Promote risk culture including preparing materials for training, awareness, case study sessions on themes relevant to the current control environment to ensure uniform appreciation of existing risks and controls